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Seth Hitchcock Bergquist

Schwab Wealth Advisory, Inc.

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About Seth Hitchcock Bergquist

Seth Hitchcock Bergquist is a financial advisor with over 20 years of experience in the industry. Seth is currently registered with Schwab Wealth Advisory, Inc. in Arizona. Prior to joining Schwab Wealth Advisory, Inc., Seth worked as a financial advisor with USAA Financial Advisors, Inc. and USAA Investment Management Company. Seth is licensed to provide investment advice in Arizona and Texas. Seth has a strong background in financial planning, portfolio management, and securities.

Firm Information

Seth Bergquist is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Seth Bergquist’s Registration & Firm History

AZ

01/06/2023 - Present

Schwab Wealth Advisory, Inc. (PHOENIX AZ)

AZ

06/22/2006 - 05/24/2020

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

07/31/2001 - 06/22/2006

USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)

TX

08/07/2000 - 07/05/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 08/29/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Seth Hitchcock Bergquist.
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