Unclaimed
Seth Harrison Spingarn is a financial advisor registered with Cetera Advisors LLC. Seth has been in the financial industry since August 2013. He holds Series 7, Series 63 and SIE licenses and is currently registered to conduct business in Florida and Tennessee. Seth's experience and qualifications make him a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/22/2013 - Present
Cetera Advisors LLC (CORAL SPRINGS FL)
BC
Issued 02/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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