Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Harris Mair is a financial advisor with Mizuho Securities USA LLC. Seth has been in the industry since December 10, 1998, and has a wide range of experience, having previously worked at RBS Securities Inc., RBS Securities Corporation, TD Securities (USA) LLC and Deutsche Bank Securities Inc.. Seth holds the Series 7, Series 63, Series 24, Series 79TO, and SIE licenses. Seth is registered with FINRA and is licensed to conduct business in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
08/05/2005 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
NY
04/12/2000 - 07/05/2005
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
11/06/1998 - 04/24/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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