Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Cushman is an active investment advisor representative registered with Charles Schwab & CO., Inc.. Seth has been in the financial industry since January 11, 1992 and has worked at Charles Schwab & CO., Inc. since October 1995. Seth has also previously worked at PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Seth has Series 63, 65, 7, 8, 9, 10 and SIE licenses. Seth provides advisory services including financial planning, selection of other advisers, and wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
VA
12/26/2013 - Present
Charles Schwab & CO., Inc. (Glen Allen VA)
NY
12/10/1991 - 12/23/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/27/1990 - 12/12/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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