Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Conley is a financial advisor with over 20 years of experience in the industry. Seth is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., but has also worked with Nationwide Investment Services Corporation, ING Investment Advisors, LLC, CitiStreet Equities LLC, McDonald Investments Inc. and American Express Financial Advisors Inc. Seth has a broad range of experience and holds Series 7, 24, 63, and 65 licenses. Seth is a licensed investment advisor representative in both Ohio and Texas. Seth specializes in providing services for individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ZANESVILLE OH)
OH
03/11/2011 - 08/05/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
09/01/2005 - 02/25/2011
ING INVESTMENT ADVISORS, LLC (COLUMBUS OH)
NJ
08/17/2004 - 09/01/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
OH
10/02/2003 - 06/21/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MN
10/16/2002 - 08/04/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/16/2002 - 08/04/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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