Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Finkelstein is a Registered Representative and Investment Advisor Representative with IC Advisory Services, Inc.. Seth has been in the securities industry since January 17, 2006. Seth has a Series 7, Series 31, and Series 66 license as well as the Securities Industry Essentials Examination. Seth has been with IC Advisory Services, Inc. since July 2016. Seth has been registered in several states, including California, Florida, Maine, Maryland, New Hampshire, New Jersey, New York, Pennsylvania, and Vermont. Seth's previous employers include Ameriprise Financial Services, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.. Seth is also an Independent Insurance Agent and prepares income tax returns. Seth specializes in retirement planning, college savings, and estate planning. Seth is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
12/02/2024 - Present
IC Advisory Services, Inc. (BEDMINSTER NJ)
NJ
05/07/2010 - 07/13/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SADDLE BROOK NJ)
NJ
06/01/2009 - 05/26/2010
MORGAN STANLEY SMITH BARNEY (LITTLE FALLS NJ)
NJ
01/18/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LITTLE FALLS NJ)
BOTH
Issued 01/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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