Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Waller is a registered investment advisor representative associated with Falcon Financial. Seth has been in the financial services industry since 2009. Seth holds the Series 7 and Series 66 licenses. Seth has experience with various financial products and services, including financial planning, portfolio management, and selection of other advisors. Seth works with a wide range of clients, including high-net-worth individuals and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisors
1
2
NC
01/24/2012 - Present
Falcon Financial (SALISBURY NC)
NC
02/23/2010 - 12/19/2011
AMERIPRISE FINANCIAL SERVICES, INC. (SALISBURY NC)
NC
03/06/2009 - 08/11/2009
EDWARD JONES (SALISBURY NC)
BOTH
Issued 03/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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