Unclaimed
Seth Bancroft is a financial advisor who joined Bain Capital Distributors, LLC in 2018. Seth has been in the financial industry since September 7, 2018. Seth holds the Series 63, Series 7 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Seth is also registered to offer securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/07/2018 - Present
Bain Capital Distributors, LLC (Boston MA)
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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