Unclaimed
Seth David Schrader is a financial professional with over 10 years of experience in the industry. Seth is currently registered with Kestra Investment Services, LLC in Minnesota. He is also registered with the state of Minnesota. Prior to his current role, Seth worked with ProEquities, Inc., Clark Securities, Inc., and First Investors Corporation. Seth holds Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
11/20/2018 - Present
Kestra Investment Services, LLC (Plymouth MN)
MN
08/07/2013 - 12/07/2017
PROEQUITIES, INC. (BLOOMINGTON MN)
TX
10/28/2005 - 01/03/2012
CLARK SECURITIES, INC. (DALLAS TX)
NJ
03/16/2004 - 05/25/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 03/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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