Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth David Ostrie is a securities professional registered with Guggenheim Securities, LLC, and is located in NEW YORK, NY. Seth has been in the securities industry for over 10 years and has experience in the securities industry and trading. Seth is also registered with the following state regulatory bodies: California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New York, Ohio, Pennsylvania, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
04/28/2015 - 04/26/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/11/2012 - 07/30/2014
QUAD CAPITAL, LLC (NEW YORK NY)
BC
Issued 05/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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