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Seth David Goldberg

United Capital Financial Advisors

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About Seth David Goldberg

Seth David Goldberg is a financial advisor with over 30 years of experience in the industry. He is currently registered with United Capital Financial Advisors in Scottsdale, Arizona. Prior to this, Seth worked with a number of firms including Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., and SagePoint Financial, Inc. Seth has a broad range of experience in providing financial advice and portfolio management services to individuals, businesses, and charitable organizations. He is committed to providing his clients with personalized financial solutions that meet their unique needs and goals.

Firm Information

Seth Goldberg is currently registered with United Capital Financial Advisors. United Capital Financial Advisors is an investment advisory firm based in Irving, Texas. They offer a variety of services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and other investment advisors. The firm manages over $17.7 billion in assets and has a team of over 200 licensed professionals. They are registered with the SEC and have offices across the United States.
United Capital Financial Advisors

125 E JOHN CARPENTER FRWY

IRVING, TX 75062

$17.69B

Assets Under Management

1,689

Total Clients

127

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-adviser for other investment advisers

Sub-adviser for other investment advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Seth Goldberg’s Registration & Firm History

AZ

01/02/2014 - Present

United Capital Financial Advisors (SCOTTSDALE AZ)

AZ

09/03/2020 - 11/16/2023

GOLDMAN SACHS & CO. LLC (SCOTTSDALE AZ)

AZ

09/03/2020 - 11/16/2023

MERCER ALLIED COMPANY, L.P. (SCOTTSDALE AZ)

AZ

11/01/2017 - 09/03/2020

CETERA ADVISOR NETWORKS LLC (SCOTTSDALE AZ)

AZ

01/02/2014 - 11/01/2017

GIRARD SECURITIES, INC. (SCOTTSDALE AZ)

AZ

10/31/2008 - 12/31/2013

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

AZ

07/29/2002 - 10/31/2008

AMERICAN GENERAL SECURITIES INCORPORATED (SCOTTSDALE AZ)

MD

04/22/1988 - 07/26/2002

THE ADVISORS GROUP, INC. (BETHESDA MD)

NA

04/25/1986 - 05/04/1988

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 05/13/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Seth David Goldberg.
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