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Seth David Baughman

P.j. Robb Variable, LLC

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About Seth David Baughman

Seth Baughman is a Registered Representative with P.j. Robb Variable, LLC. Seth is also registered with the state of Pennsylvania. Seth has been in the industry since May 11, 2015. Seth holds the Series 6 and Series 63 licenses. Seth has held previous positions with WADDELL & REED, INC. Seth is currently employed by P.j. Robb Variable, LLC in the HARRISBURG, PA branch office.

Firm Information

Seth Baughman is currently registered with P.j. Robb Variable, LLC. P.j. Robb Variable, LLC is a Limited Liability Company formed in 1995. They are registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

105

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Baughman’s Registration & Firm History

PA

08/24/2016 - Present

P.j. Robb Variable, LLC (HARRISBURG PA)

PA

07/03/2008 - 10/16/2009

WADDELL & REED, INC. (HARRISBURG PA)

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Licenses & Designations

BC

Issued 11/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth David Baughman.
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