Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Asher is a financial professional with over two decades of experience in the industry. Seth is a registered representative of Cambridge Investment Research Advisors, Inc., with offices in Wichita, Kansas. Seth holds Series 6, 7, 24, 51, 63 and 65 licenses and is a Certified Financial Planner. Seth’s experience, coupled with a commitment to providing comprehensive financial planning services, makes him a valuable resource for individual investors and business owners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (Wichita KS)
MO
11/15/2012 - 07/17/2014
METLIFE SECURITIES INC. (ST. LOUIS MO)
KS
02/20/2001 - 07/17/2014
NEW ENGLAND SECURITIES (WICHITA KS)
IA
Issued 12/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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