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Seth Craig Gollin

Btig, LLC

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About Seth Craig Gollin

Seth Gollin is a financial advisor with over 20 years of experience in the industry. Seth has worked at a number of firms including J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., Schwab Capital Markets L.P. and CIBC World Markets Corp. Currently, Seth is registered with BTIG, LLC. Seth is licensed to offer securities in 23 states and is a Series 7, Series 55, Series 57TO and SIE license holder.

Firm Information

Seth Gollin is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Gollin’s Registration & Firm History

NY

01/05/2009 - Present

Btig, LLC (New York NY)

NY

10/01/2008 - 12/18/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/22/2004 - 06/02/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CT

01/31/2003 - 04/30/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

10/17/1997 - 01/10/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Seth Craig Gollin.
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