Unclaimed
Seth Cooper is a securities professional with over 3 years of experience in the industry. Seth is currently registered with Evercore Group LLC in New York, NY. Seth previously worked for Cowen and Company, also in New York, NY. Seth has passed the Series 7TO, Series 79TO, SIE, and Series 63 exams. Seth is licensed in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
08/14/2019 - 01/15/2021
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 01/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/31/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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