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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Clemmer is a registered investment advisor with Wells Fargo Clearing Services, LLC. Seth has been in the industry since 2011 and holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Seth has experience at various firms, including Santander Securities LLC and LPL Financial LLC. Seth currently works in St. Louis, Missouri and is also registered in Maine, Massachusetts, New Hampshire, New York, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/04/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MA
09/19/2012 - 09/19/2014
SANTANDER SECURITIES LLC (HANOVER MA)
SC
05/03/2011 - 09/19/2012
LPL FINANCIAL LLC (FORT MILL SC)
IA
Issued 10/04/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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