Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Owen is a financial advisor who has been in the industry since November 6, 2009. Seth is currently registered with D.a. Davidson & Co., a firm based in Great Falls, Montana. Seth has a wide range of experience, having previously worked with Private Client Services, LLC, J.J.B. Hilliard, W.L. Lyons, LLC, PNC Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Syndicated Capital, Inc. Seth holds several licenses and certifications, including Series 7, Series 24, Series 52, Series 53, and Series 66. Seth's specialization is in the financial planning, pension consulting, and portfolio management areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
12/06/2021 - Present
D.a. Davidson & Co. (Prospect KY)
KY
03/07/2019 - 11/19/2021
PRIVATE CLIENT SERVICES, LLC (LOUISVILLE KY)
KY
06/11/2012 - 03/11/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
KY
03/02/2011 - 05/22/2012
PNC INVESTMENTS (LOUISVILLE KY)
FL
11/06/2008 - 04/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
OH
09/11/2007 - 08/15/2008
SYNDICATED CAPITAL, INC. (NEWARK OH)
BOTH
Issued 04/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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