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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Bergen is a financial advisor with Fidelity Personal And Workplace Advisors. Seth has been in the financial services industry since 2014. He has a Series 7TO, Series 6, Series 63 and Series 65 licenses, and is also a Certified Financial Planner. Seth has experience working with individuals, high-net-worth individuals, corporations and businesses, charitable organizations, and pension and profit-sharing plans. Seth is registered to offer investment advisory services in 24 states, as well as in Texas and Maryland for broker-dealer services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
03/12/2021 - Present
Fidelity Personal AND Workplace Advisors (ANNAPOLIS MD)
MD
11/01/2019 - 06/03/2020
TRIAD ADVISORS LLC (OWINGS MILLS MD)
MD
10/17/2016 - 10/11/2019
CLIENT ONE SECURITIES LLC (Owings Mills MD)
MD
05/05/2014 - 01/12/2016
SAGEPOINT FINANCIAL, INC. (BALTIMORE MD)
IA
Issued 02/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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