Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Charles Hodges is a registered representative with Tiaa-cref Individual & Institutional Services, LLC. Seth has been in the securities industry since September 15, 2007. Seth holds the Series 6, Series 26 and Series 63 licenses and is registered in North Carolina. Seth's previous experience includes MML Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/11/2011 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
MA
06/22/2006 - 12/15/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 04/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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