Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth C Drummond is a financial advisor registered in Kentucky and North Carolina. Seth is a Series 7, 63, 10, and 9 licensed professional who has been in the industry since February 19, 2017. Seth is currently employed by Fidelity Brokerage Services LLC, which has offices in Durham, North Carolina. Seth has previously worked at Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/15/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
RI
06/29/2000 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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