Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Berkowitz is a registered representative of J.P. Morgan Securities LLC. Seth has been in the securities industry since February 24, 2005 and has experience with multiple firms. Seth works in the Brooklyn, New York office of J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, Seth was registered with Citizens Securities, Inc., HSBC Securities (USA) Inc., Santander Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Chase Investment Services Corp. Seth holds a Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/14/2022 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
03/07/2022 - 06/15/2022
CITIZENS SECURITIES, INC. (FLUSHING NY)
NY
01/28/2016 - 02/18/2022
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
06/11/2015 - 01/22/2016
SANTANDER SECURITIES LLC (BROOKLYN NY)
NY
11/21/2014 - 05/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/14/2013 - 02/03/2014
SANTANDER SECURITIES LLC (STATEN ISLAND NY)
NY
10/14/2011 - 02/25/2013
CITIGROUP GLOBAL MARKETS INC. (ROSLYN NY)
NY
01/07/2010 - 09/09/2011
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
12/08/2005 - 01/04/2010
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
02/11/2005 - 12/05/2005
MORGAN STANLEY DW INC. (JERICHO NY)
NY
02/11/2004 - 01/24/2005
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 03/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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