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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Benjamin Schoen is a financial advisor with over 20 years of experience in the financial services industry. Seth is a registered representative with Cadaret, Grant & CO., Inc. and Next Financial Group, Inc. Seth has been a principal with several firms, including Oppenheimer & Co. Inc. and Park Avenue Securities LLC, and has experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Seth also provides educational seminars. Seth is a Series 65, 63, 7, 10, 9, 51, 24, 99TO and SIE licensed professional. Seth has extensive experience working with high-net-worth individuals and has specialized knowledge of pension and profit sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/05/2023 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
NY
11/15/2021 - 06/02/2023
OPPENHEIMER & CO. INC. (HAUPPAUGE NY)
NY
10/18/2016 - 06/04/2021
OPPENHEIMER & CO. INC. (JERICHO NY)
NY
07/21/2010 - 05/02/2016
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/06/2002 - 07/08/2010
AMERIPRISE FINANCIAL SERVICES, INC. (GARDEN CITY NY)
MN
11/06/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
04/05/2000 - 06/11/2001
PATAGON.COM SECURITIES CORP. (MIAMI BEACH FL)
IA
Issued 11/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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