Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Benjamin Martin is a financial advisor with Samuel A. Ramirez & Company, Inc. located in Albany, New York. Seth has been in the financial industry since 2005 and holds a Series 7 and Series 63 license. Seth also holds a Series 65 license. Seth is registered to provide securities and investment advisory services in 12 states including California, Colorado, Connecticut, Illinois, Iowa, Massachusetts, Michigan, New Jersey, New York, Ohio, Pennsylvania, and Texas. Before joining Samuel A. Ramirez & Company, Inc. in 2017, Seth worked at C. L. King & Associates, Inc. in Albany, New York and UBS Securities LLC in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2017 - Present
Samuel A. Ramirez & Company, Inc. (ALBANY NY)
NY
04/21/2009 - 07/21/2017
C. L. KING & ASSOCIATES, INC. (ALBANY NY)
CT
11/01/2005 - 05/27/2008
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 11/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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