Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Baerson is a financial professional with over 24 years of experience in the industry. Seth is currently registered with Charles Schwab & CO., Inc. and has previously held positions with PERSHING ADVISOR SOLUTIONS LLC, PERSHING LLC and FAMILY MANAGEMENT SECURITIES, LLC. Seth is licensed in 53 states and holds several industry licenses, including Series 7, 24, 55, 52TO, 57TO, 63, and 99TO. Seth's expertise lies in providing financial planning and advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
06/06/2024 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NJ
06/10/2022 - 05/16/2024
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
04/19/2010 - 05/16/2024
PERSHING LLC (JERSEY CITY NJ)
NY
07/12/2007 - 06/30/2009
FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)
NJ
11/18/1998 - 06/27/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 06/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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