Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Lawless is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., licensed to conduct business in 27 states. Seth has been in the industry since 2010 and has a Series 66, Series 7 and SIE license. Seth also holds a position as a Board Member and Officer for Refuge Ministries, Inc., a charitable organization in Lexington, Kentucky. Seth is a financial advisor who helps individuals and businesses with a variety of financial needs, including portfolio management, pension consulting, and educational seminars. Seth is a licensed investment advisor representative and has the necessary licenses and registrations to provide investment advice in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
03/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEXINGTON KY)
BOTH
Issued 08/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Seth Lawless is the right advisor for you? Invested Better is here to help.
