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Seth Andrew Masters

Vanguard Marketing Corp.

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About Seth Andrew Masters

Seth Masters is a financial professional with a strong foundation in securities and investment company products. Seth holds the Series 63, Series 6TO and SIE licenses. Seth is registered with Vanguard Marketing Corp. and holds active registrations in Arizona and California.

Firm Information

Seth Masters is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Masters’s Registration & Firm History

AZ

10/11/2022 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth Andrew Masters.
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