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Seth Andrew Fahncke

Houlihan Lokey Capital, Inc.

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About Seth Andrew Fahncke

Seth Andrew Fahncke is a financial professional with over 3 years of experience in the industry. Seth is currently registered with Houlihan Lokey Capital, Inc. and has previously worked with Stifel, Nicolaus & Company, Incorporated. Seth's professional qualifications include the Series 63, Series 79, and SIE examinations. Seth holds a current registration with the state of Texas.

Firm Information

Seth Fahncke is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Fahncke’s Registration & Firm History

TX

04/04/2018 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

MD

07/07/2015 - 03/22/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/19/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth Andrew Fahncke.
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