Unclaimed
Seth Brunsvold is a financial advisor registered with Empower Advisory Group, LLC. Seth is a chartered financial analyst and has been in the financial industry since 2009. Seth is registered to offer investment advice in all 50 states and Puerto Rico. Seth specializes in providing financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/11/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
AZ
08/16/2019 - 12/02/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
04/16/2019 - 07/16/2019
EDWARD JONES (TEMPE AZ)
AZ
09/17/2008 - 04/15/2019
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 10/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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