Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Amadeo Walters is a financial professional with over 5 years of experience in the industry. Seth has held positions at a number of prominent firms including UBS Securities LLC and Citigroup Global Markets Inc.. Seth is currently registered with Piper Sandler & Co. and is licensed to provide investment advice in New York. Seth's expertise includes investment banking and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/06/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/05/2019 - 04/08/2020
THE VALENCE GROUP, LLC (New York NY)
NY
09/11/2018 - 08/16/2019
UBS SECURITIES LLC (NEW YORK NY)
NY
02/21/2017 - 08/28/2018
THE VALENCE GROUP, LLC (New York NY)
NY
08/01/2014 - 02/10/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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