Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Alix Munies is a Financial and Operations Principal with Marex Capital Markets Inc. Seth has been in the financial industry since March 2012. Seth holds the Series 27, SIE, and Series 99TO licenses. Seth was previously with Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2024 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
02/22/2012 - 02/08/2024
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 02/21/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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