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Seth Alan Gusman

Edelman Financial Engines

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About Seth Alan Gusman

Seth Alan Gusman is a financial advisor associated with Edelman Financial Engines, a financial advisory firm based in Santa Clara, CA. Seth has been in the financial services industry for over 20 years and holds a Series 6, 7, 31, 63, 65, and 66 licenses. Seth has experience working with a variety of clients including high net worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and individuals other than high net worth.

Firm Information

Seth Gusman is currently registered with Edelman Financial Engines. Edelman Financial Engines is a financial services firm headquartered in Santa Clara, California. The firm provides financial planning, pension consulting, educational seminars, and portfolio management services to a variety of clients, including individuals, families, businesses, and institutions. Edelman Financial Engines manages over $270 billion in assets and has a team of over 1,000 licensed financial advisors.
Edelman Financial Engines

6031 UNIVERSITY BOULEVARD

ELLICOTT CITY, MD 21043

$270.77B

Assets Under Management

448,243

Total Clients

585

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Set-up fees & related svcs; reimbursements for printed materials

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Seth Gusman’s Registration & Firm History

MD

06/06/2020 - Present

Edelman Financial Engines (ELLICOTT CITY MD)

MD

05/29/2002 - 10/09/2017

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

NY

05/03/2000 - 04/22/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

GA

09/25/1998 - 05/11/2000

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 6/5/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 6/12/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/9/2017

SIE - Securities Industry Essentials Examination

BC

Issued 5/25/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 5/10/2000

Series 7 - General Securities Representative Examination

BC

Issued 7/31/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Seth Alan Gusman.
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