Unclaimed
Seth Radow is an experienced financial advisor with over 38 years in the industry. He is currently a Senior Portfolio Manager at Apollon Wealth Management, LLC in Brentwood, TN, and Mount Pleasant, SC. Seth has previously held roles with Raymond James & Associates, Inc., UBS Financial Services Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Oppenheimer & Co., Inc., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Investors Center Incorporated. Seth has a strong background in working with high-net-worth individuals, corporations, pooled investment vehicles, and charitable organizations. He is a Registered Investment Advisor in Tennessee, and holds the Series 7, Series 63, Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/08/2022 - Present
Apollon Wealth Management, LLC (BRENTWOOD TN)
CA
11/12/2015 - 08/15/2022
RAYMOND JAMES & ASSOCIATES, INC. (BEVERLY HILLS CA)
CA
02/22/2002 - 11/23/2015
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
NJ
01/08/1991 - 02/28/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/17/1990 - 02/04/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/05/1988 - 09/28/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/06/1986 - 02/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/26/1984 - 04/29/1986
INVESTORS CENTER INCORPORATED
BC
Issued 10/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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