Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Adam Bolno is a registered representative with Raymond James & Associates, Inc. Seth has been in the securities industry since 2007. Seth has passed the Series 3, 7, 22, 66, SIE, and 99TO exams. Seth is registered in 53 states and has 53 approved state registrations. Seth is also registered with FINRA. Seth specializes in Retirement planning, Mutual Funds, Fixed Annuities, Variable Annuities, Stocks and Bonds, and Alternative Investments. Seth has held previous positions with PROFUNDS DISTRIBUTORS, INC. and ING FINANCIAL PARTNERS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/13/2017 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MD
09/22/2008 - 03/09/2015
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
FL
10/30/2007 - 09/10/2008
ING FINANCIAL PARTNERS, INC. (BOCA RATON FL)
FL
03/07/2007 - 05/10/2007
BROOKSTREET SECURITIES CORPORATION (CORAL SPRINGS FL)
BOTH
Issued 11/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2007
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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