Unclaimed
Seth Aaron Renaud is a financial advisor who has been in the industry since 2006. Seth is registered with Commonwealth Financial Network and has a wide range of experience in financial planning, portfolio management, and insurance. Seth has a strong commitment to providing personalized financial advice to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/03/2023 - Present
Commonwealth Financial Network (GLASTONBURY CT)
GA
12/19/2005 - 09/26/2006
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 07/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/02/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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