Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Aaron Katz is a registered representative of Summit Trail Securities, LLC and an investment advisor representative of Summit Trail Advisors, LLC. Seth has been in the securities industry since 2011 and has experience in various financial services. Seth currently holds Series 7 and 66 licenses, as well as the SIE exam. Seth is registered with the following states for broker dealer activities: California, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Iowa, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Texas, Utah, Vermont, Virginia, and Wisconsin. Seth is also registered as an investment advisor representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Outsourced chief investment officer services / family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/14/2021 - Present
Summit Trail Advisors, LLC (NEW YORK NY)
NY
01/05/2016 - 03/07/2017
PURSHE KAPLAN STERLING INVESTMENTS (New York NY)
NY
08/22/2011 - 10/07/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 01/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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