Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth A. Metsker is a registered representative with Finalis Securities LLC. Seth has over 18 years of experience in the financial services industry. Seth has a strong background in securities and investment banking, holding licenses such as Series 7, 6, 63 and SIE. Seth is also licensed in multiple states including California, New York, Puerto Rico and Wyoming. Previously Seth has also worked with firms such as Imperii Securities LLC, GCA Savvian Advisors, LLC, and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/11/2023 - Present
Finalis Securities LLC (New York NY)
CA
09/16/2022 - 08/16/2023
IMPERII SECURITIES LLC (SAN FRANCISCO CA)
NY
06/18/2021 - 09/16/2022
FINALIS SECURITIES LLC (NEW YORK NY)
CA
11/15/2004 - 02/24/2011
GCA SAVVIAN ADVISORS, LLC (SAN FRANCISCO CA)
NY
01/09/2003 - 08/28/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 05/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/25/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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