Unclaimed
Seth Mansfield is a financial advisor with Fef Distributors, LLC. Seth has a strong background in the financial industry, with experience at UBS Financial Services Inc. and NYLIFE Securities LLC. Seth is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2022 - Present
FEF Distributors, LLC (NEW YORK NY)
NJ
06/26/2018 - 08/23/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
09/14/2017 - 06/11/2018
NYLIFE SECURITIES LLC (EDISON NJ)
BOTH
Issued 10/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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