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Setareh F Sharif

Thinkequity LLC

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About Setareh F Sharif

Setareh Sharif is a financial advisor registered with Thinkequity LLC in New York, NY. Setareh has been in the financial industry since April 20, 2011. Setareh is licensed to provide investment advice in New York. Setareh has experience working with CRITO CAPITAL LLC, WESTPARK CAPITAL, INC., NEWBRIDGE SECURITIES CORPORATION, and MAXIM GROUP LLC. Setareh has passed the Series 7, Series 63, Series 79, and SIE exams.

Firm Information

Setareh Sharif is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Setareh Sharif’s Registration & Firm History

NY

02/14/2023 - Present

Thinkequity LLC (NEW YORK NY)

CT

05/31/2018 - 02/13/2023

CRITO CAPITAL LLC (WESTPORT CT)

NY

07/18/2011 - 07/28/2016

WESTPARK CAPITAL, INC. (NEW YORK NY)

NY

09/03/2010 - 06/10/2011

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

10/01/2007 - 01/21/2009

MAXIM GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/09/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Setareh F Sharif.
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