Unclaimed
Setareh Sharif is a financial advisor registered with Thinkequity LLC in New York, NY. Setareh has been in the financial industry since April 20, 2011. Setareh is licensed to provide investment advice in New York. Setareh has experience working with CRITO CAPITAL LLC, WESTPARK CAPITAL, INC., NEWBRIDGE SECURITIES CORPORATION, and MAXIM GROUP LLC. Setareh has passed the Series 7, Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2023 - Present
Thinkequity LLC (NEW YORK NY)
CT
05/31/2018 - 02/13/2023
CRITO CAPITAL LLC (WESTPORT CT)
NY
07/18/2011 - 07/28/2016
WESTPARK CAPITAL, INC. (NEW YORK NY)
NY
09/03/2010 - 06/10/2011
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
10/01/2007 - 01/21/2009
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 04/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Setareh Sharif is the right advisor for you? Invested Better is here to help.