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Servio Edmundo Tiffer

PHX Financial, Inc.

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About Servio Edmundo Tiffer

Servio Edmundo Tiffer is a registered representative with Phx Financial, Inc., located in Fort Lauderdale, FL. Servio Tiffer is a Series 7, Series 63 and SIE licensed financial professional. Servio Tiffer has been in the financial industry since February 2018, working at Westpark Capital, Inc. before joining Phx Financial, Inc. Servio Tiffer also has previous experience working at Dawson James Securities, Inc. Servio Tiffer is currently registered in Florida, Arizona, Colorado, and Louisiana.

Firm Information

Servio Tiffer is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Servio Tiffer’s Registration & Firm History

FL

08/20/2024 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

FL

05/24/2019 - 11/10/2020

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

05/16/2018 - 05/23/2019

WESTPARK CAPITAL, INC. (Fort Lauderdale FL)

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Licenses & Designations

BC

Issued 08/24/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Servio Edmundo Tiffer. Review regulatory record here.
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