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Serria Tawan Rego

Transamerica Financial Advisors, Inc.

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About Serria Tawan Rego

Serria Tawan Rego is a financial advisor registered with Transamerica Financial Advisors, Inc. Serria has been working in the industry since 2000 and has a broad range of experience in financial planning and portfolio management. Serria holds both Series 7 and Series 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Serria also holds active registrations in 16 states, including California, Illinois and Texas, where Serria specializes in working with individuals, corporations and trusts. In addition to her work with Transamerica Financial Advisors, Serria is also registered to sell insurance products through the firm's insurance arm.

Firm Information

Serria Rego is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Serria Rego’s Registration & Firm History

CA

04/13/2022 - Present

Transamerica Financial Advisors, Inc. (Woodland Hills CA)

CA

01/23/2009 - 10/31/2012

WADDELL & REED, INC. (SHERMAN OAKS CA)

CA

09/18/2008 - 12/01/2008

EDWARD JONES (LOS ANGELES CA)

NE

01/21/2000 - 08/29/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 10/03/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Serria Tawan Rego.
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