Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serre? Claim Your ProfileSerre Murphy is a financial advisor with over 25 years of experience in the industry. Serre is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. where Serre has worked since 2018. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Serre was a financial advisor at Northern Trust Securities, Inc. for six years. Previously, Serre held positions at Vision Investment Services, Inc. and Charles Schwab & Co., Inc. Serre is also a registered investment advisor and holds Series 7, 9, 10, 24, 63, 65, and 66 licenses. Serre specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/07/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
08/24/2010 - 05/20/2016
NORTHERN TRUST SECURITIES, INC. (CORAL GABLES FL)
FL
09/09/2010 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (CORAL GABELS FL)
FL
11/17/1997 - 12/11/2009
CHARLES SCHWAB & CO., INC. (CORAL GABLES FL)
NY
07/19/1996 - 05/28/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/12/1993 - 05/17/1996
NEUBERGER & BERMAN MANAGEMENT INCORPORATED (NEW YORK NY)
BOTH
Issued 08/11/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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