Unclaimed
Serona Richards is a financial advisor registered with T. Rowe Price Investment Services, Inc. Serona holds Series 7TO, Series 63, and SIE licenses. Serona is registered to provide investment advice in 53 states and the District of Columbia. Serona is affiliated with T. Rowe Price Investment Services, Inc. and has been active in the industry since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
10/20/2022 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BC
Issued 11/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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