Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Serkan? Claim Your ProfileSerkan Uygur is a financial advisor associated with Wells Fargo Clearing Services, LLC. Serkan Uygur has been in the financial services industry since August 19, 2011, working with both individuals and institutions. Serkan Uygur has experience working with a number of firms including J.P. Morgan Securities LLC, E*TRADE Securities LLC, Morgan Stanley, and Wells Fargo Advisors, LLC. Serkan Uygur is licensed in California and Texas and offers a wide range of financial services, including financial planning, pension consulting, portfolio management, and investment consulting. Serkan Uygur is registered with FINRA, the Securities and Exchange Commission, and the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/16/2022 - Present
Wells Fargo Clearing Services, LLC (SANTA CLARA CA)
CA
07/06/2018 - 12/18/2022
J.P. MORGAN SECURITIES LLC (PALO ALTO CA)
CA
09/25/2015 - 07/12/2018
E*TRADE SECURITIES LLC (PALO ALTO CA)
CA
07/05/2013 - 07/31/2015
MORGAN STANLEY (SAN FRANCISCO CA)
CA
03/14/2011 - 03/22/2013
WELLS FARGO ADVISORS, LLC (PALO ALTO CA)
IA
Issued 02/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Serkan Uygur is the right advisor for you? Invested Better is here to help.
