Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Villa is a financial advisor with over 17 years of experience in the industry. Sergio currently works with United Planners' Financial Services of America A Limited Partner and holds licenses in California and Texas. Sergio is also a registered Investment Advisor Representative in California and Texas. Sergio has previously worked with Securities America, Inc., LPL Financial LLC, Primevest Financial Services, Inc. and Morgan Stanley DW Inc. In addition to being a financial advisor, Sergio is an adjunct professor, a board member of the Santa Barbara Children’s Museum, and is a board member of the Child Evangelism Fellowship. Sergio's firm manages over $9 billion in client assets, and their services include financial planning, portfolio management for individuals, pension consulting, and selection of other advisors.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/19/2016 - Present
United Planners' Financial Services OF America A Limited Partner (SANTA BARBARA CA)
CA
01/15/2013 - 09/16/2016
SECURITIES AMERICA, INC. (SANTA BARBARA CA)
CA
06/19/2009 - 02/13/2013
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
06/09/2006 - 06/22/2009
PRIMEVEST FINANCIAL SERVICES, INC. (GOLETA CA)
CA
09/30/2005 - 06/07/2006
MORGAN STANLEY DW INC. (SANTA BARBARA CA)
BOTH
Issued 10/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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