Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Sotolongo is a registered representative with Bolton Securities Corp., a firm based in Bolton, MA. Sergio has been in the financial industry since 2003. Prior to joining Bolton Securities Corp., Sergio worked at Morgan Stanley and HSBC Securities (USA) Inc. Sergio is also the owner and manager of SDS Wealth Management, LLC, a company that operates securities and investment advisory businesses. Sergio holds the Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
06/19/2023 - Present
Bolton Securities Corp. (BOLTON MA)
FL
08/31/2012 - 06/06/2023
MORGAN STANLEY (Aventura FL)
FL
01/01/2005 - 09/17/2012
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
03/07/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BOTH
Issued 05/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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