Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Ruben Bordenabe is a registered representative with Pershing LLC. Sergio has been active in the securities industry since July 23, 1992. Sergio has worked at several firms including E*TRADE SECURITIES LLC, Millington Securities, Inc., American Portfolios Financial Services, Inc., Southwest Securities, Inc., Wunderlich Securities, Inc., Concept Capital Markets, LLC, Alaris Trading Partners, LLC, Israel A. Englander & Co., LLC, Citigroup Global Markets Inc., Sterne, Agee & Leach, Inc., Oppenheimer & Co. Inc., Jefferies & Company, Inc., FTN Financial Securities Corp, Spear, Leeds & Kellogg, L.P., BOT Securities, Inc., and Murphey Favre, Inc. Sergio has a strong track record of success in the securities industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/28/2022 - Present
Pershing LLC (NEW YORK NY)
NJ
01/04/2019 - 06/14/2022
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
02/26/2018 - 08/09/2018
MILLINGTON SECURITIES, INC. (RED BANK NJ)
NJ
07/13/2015 - 12/14/2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Monteville NJ)
NJ
04/09/2013 - 07/17/2013
SOUTHWEST SECURITIES, INC. (BLOOMFIELD NJ)
NY
02/08/2012 - 04/09/2013
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
08/03/2011 - 11/30/2011
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
01/16/2009 - 08/18/2011
ALARIS TRADING PARTNERS, LLC (JERSEY CITY NJ)
MI
12/17/2010 - 01/05/2011
ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)
NJ
01/27/2007 - 01/21/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
AL
03/07/2006 - 12/18/2006
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
02/14/2006 - 03/15/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/07/2005 - 02/14/2006
JEFFERIES & COMPANY, INC. (NEW YORK NY)
TN
01/07/2005 - 02/22/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
01/24/1995 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
07/20/1990 - 01/15/1995
BOT SECURITIES, INC. (NEW YORK NY)
CA
10/19/1988 - 10/04/1989
MURPHEY FAVRE, INC. (IRVINE CA)
IA
Issued 06/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2010
Series 30 - NFA Branch Manager Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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