Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Garcia is a financial professional who is registered with PFS Investments Inc.. Sergio is active in Illinois, Kentucky, Ohio and Texas. Sergio is a Series 6, 6TO, 26 and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
03/05/2021 - Present
PFS Investments Inc. (ELGIN IL)
GA
10/17/2003 - 01/28/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 05/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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