Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Roberto Segura is a registered representative with Keybanc Capital Markets Inc. in San Francisco, CA. Sergio is a licensed Series 7, 63, 86, 87 and SIE. He has been in the securities industry since 2019 and previously worked at Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/05/2020 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
CA
09/20/2019 - 05/07/2020
RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)
BC
Issued 10/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/06/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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