Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Pena is a financial professional with over 15 years of experience in the financial services industry. Sergio is registered with State Farm VP Management Corp. and is licensed in Texas. Sergio holds a Series 6 and Series 63 securities license, and has completed the Securities Industry Essentials (SIE) Exam. Sergio specializes in providing financial advice and guidance to clients. Sergio is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/08/2007 - Present
State Farm VP Management Corp. (RICHARDSON TX)
BC
Issued 06/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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