Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sergio? Claim Your ProfileSergio Ciotola is a financial advisor based in New York, NY. Sergio has been in the financial industry for over 40 years. Sergio is currently registered with TP Icap Global Markets Americas LLC. Previously, Sergio was registered with Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc., PaineWebber Incorporated, Thomson McKinnon Securities Inc. and Blinder, Robinson & Co., Inc. Sergio has passed the Series 7, Series 63, Series 99TO and SIE exams. Sergio holds registrations in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NJ
08/22/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
04/13/1989 - 10/09/2008
TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)
NJ
02/12/1985 - 04/03/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/02/1983 - 04/23/1984
THOMSON MCKINNON SECURITIES INC.
NA
08/24/1982 - 05/31/1983
BLINDER, ROBINSON & CO.,INC.
BC
Issued 11/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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